Breakfast and Registration

7:45 am – 8:30 am


8:30 am – 8:40 am

Cornelius K. Hurley, Director, Center for Finance, Law & Policy, Boston University.

Overview of the Asset Management Industry

8:40 am – 9:10 am

Brian Reid, Chief Economist, Investment Company Institute.

Panel 1: The Role of Asset Management in Economic Growth and Financial Stability: Problem or Solution?

9:10 am – 10:25 am

Craig Lewis (Moderator), Former Chief Economist, Securities and Exchange Commission; Madison S. Wigginton Professor of Finance, Owen School of Management, Vanderbilt University.
Peter Stahl, Senior Vice President, Deputy General Counsel, Fidelity Investments.
Brian Reid, Chief Economist, Investment Company Institute.
Gaston Gelos, Chief, Global Financial Stability Analysis Division, International Monetary Fund.
Gustavo Schwenkler, Assistant Professor, School of Management, Boston University.


10:25 am – 10:45 am

Panel 2: How Does Capital Market Regulation Address Financial Stability—and Can It Do More?

10:45 am – 12:00 pm

Troy Paredes (Moderator), Former Commissioner, Securities and Exchange Commission; Senior Strategy & Policy Advisor, Financial Services Regulatory Practice, PricewaterhouseCoopers LLP.

Andrew (Buddy) Donohue, Former Director, Division of Investment Management, Securities and Exchange Commission; Deputy General Counsel, Goldman Sachs Asset Management and General Counsel, GSAM Investment Companies.
Richard Lacaille, Executive Vice President, Global Chief Investment Officer, State Street Global Advisors.
Henry Hu, Former Director, Division of Economic and Risk Analysis, Securities and Exchange Commission;  Allan Shivers Chair in the Law of Banking & Finance, University of Texas Law School.
Akshat Tewary, President, Occupy the SEC, Inc.


12:00 pm – 12:30 pm

Capital Markets vs. Banking: A Dialogue from Two Perspectives

12:30 pm – 1:30 pm

Daniel M. Gallagher, Commissioner, Securities & Exchange Commission.
Sir Paul Tucker, Former Deputy Governor Bank of England; Senior Fellow, Harvard Kennedy School and Harvard Business School.
David R. Malpass (Moderator), President, Encima Global.

Panel 3: What Would “Prudential Supervision” Mean for Asset Managers and Markets?

1:30 pm – 2:45 pm

Douglas Elliott (Moderator), Fellow, Initiative on Business and Public Policy, Economic Studies, Brookings Institution.
Peter Wallison, Arthur F. Burns Fellow and Co-director, Financial Policy Studies, American Enterprise Institute.

Thomas Vartanian, Partner, Dechert LLP.

Hester Peirce, Senior Research Fellow and Program Director, Financial Markets Working Group, Mercatus Center, George Mason University.

Marcus Stanley, Policy Director, Americans for Financial Reform.


2:45 pm – 3:00 pm


Panel 4: What’s the Outlook for Regulation?

3:00 pm – 4:00 pm

Suzanne Duncan (Moderator), Senior Vice President, Global Head of Research, State Street Center for Applied Research.
John Dugan, Former Comptroller of the Currency; Partner, Covington & Burling LLP.
Karen Shaw Petrou, Co-founder and Managing Partner, Federal Financial Analytics, Inc.
Aaron Klein, Director, Financial Regulatory Reform Initiative, Bipartisan Policy Center.

Concluding Remarks

4:00 pm – 4:10 pm

Cornelius K. Hurley, Director, Center for Finance, Law & Policy, Boston University.